US Federal Regulator Fines Deutsche Bank $73.3Mln For Securities Mishandling

US Federal Regulator Fines Deutsche Bank $73.3Mln For Securities Mishandling

Deutsche Bank’s problems in the US continue as this time around, the Securities and Exchange Commission (SEC) has found the bank’s subsidiaries were likely involved in questionable trading schemes over a period of at least five years. Kristian Rouz — The US Securities and Exchange Commission (SEC) has moved to slap a hefty fine on Deutsche Bank as a settlement payment in a probe into the bank’s mishandling of American Depositary Receipts (ADRs).

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